{"id":470,"date":"2021-05-30T15:38:23","date_gmt":"2021-05-30T03:38:23","guid":{"rendered":"https:\/\/prosperitypartners.co.nz\/?page_id=470"},"modified":"2023-03-07T21:51:33","modified_gmt":"2023-03-07T08:51:33","slug":"financial-adviser-disclosure-statement","status":"publish","type":"page","link":"https:\/\/prosperitypartners.co.nz\/financial-adviser-disclosure-statement\/","title":{"rendered":"Financial Adviser Disclosure Statement"},"content":{"rendered":"

[et_pb_section fb_built=”1″ _builder_version=”4.16″ custom_padding=”50px|0px|0px|0px|false|false” global_colors_info=”{}”][et_pb_row use_custom_gutter=”on” gutter_width=”2″ _builder_version=”4.16″ max_width=”1300px” custom_padding=”11px|0px|27px|0px|false|false” animation_direction=”bottom” use_custom_width=”on” custom_width_px=”1300px” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.16″ custom_padding=”|||” global_colors_info=”{}” custom_padding__hover=”|||”][et_pb_text _builder_version=”4.16″ text_font=”Poppins||||||||” text_text_color=”#777777″ text_font_size=”16px” header_font=”Montserrat|700|||||||” header_text_align=”left” header_text_color=”#343434″ header_font_size=”40px” header_2_font=”||||||||” header_2_font_size=”15px” header_font_size_tablet=”” header_font_size_phone=”30px” header_font_size_last_edited=”on|desktop” global_colors_info=”{}”]<\/p>\n

Financial Adviser Disclosure Statement <\/h1>\n

[\/et_pb_text][et_pb_divider color=”#b5d4d2″ divider_weight=”3px” _builder_version=”4.16″ max_width=”6%” custom_margin=”-11px||0px” global_colors_info=”{}”][\/et_pb_divider][et_pb_text _builder_version=”4.20.0″ _module_preset=”default” text_font=”Poppins||||||||” text_font_size=”16px” global_colors_info=”{}”]This disclosure Statement provides you important information about me in my capacity as a Financial Adviser employed by Prosperity Partners Trust. This Disclosure Statement was prepared on 3rd March 2023.[\/et_pb_text][\/et_pb_column][\/et_pb_row][\/et_pb_section][et_pb_section fb_built=”1″ _builder_version=”4.16″ _module_preset=”default” custom_padding=”0px|||||” global_colors_info=”{}”][et_pb_row _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_blurb title=”1. Contact Details” icon_placement=”left” content_max_width=”1100px” _builder_version=”4.20.0″ _module_preset=”default” header_font=”Montserrat||||||||” header_font_size=”22px” body_font=”Poppins||||||||” body_font_size=”16px” body_line_height=”2em” custom_margin=”30px||30px||true|false” global_colors_info=”{}”]I am a Financial Adviser and I give financial advice on behalf of Prosperity Partners (2000) Limited (Prosperity Partners Trust). Prosperity Partners Trust holds a Class 2 Financial Advice Provider Licence (FAP), effective from 4th July 2022, issued by the Financial Markets Authority to provide financial advice services. Please find my contact details below:[\/et_pb_blurb][et_pb_code raw_content_tablet=”<\/p>\n\n\n\n\n\n\n\n\n\n\n
Name<\/td>\n\n

Patricia Jane Lynds<\/p>\n<\/td>\n<\/tr>\n

Registration Number<\/td>\n\n

FSP 108631<\/p>\n<\/td>\n<\/tr>\n

Address<\/td>\n\n

2247 South Head Road, South Head, Auckland 0874<\/p>\n

P O Box 31263, Milford, Auckland 0741<\/p>\n<\/td>\n<\/tr>\n

Trading Name<\/td>\n\n

Prosperity Partners (2000) Limited, FSP603049<\/p>\n

Trading as Prosperity Partners Trust<\/p>\n<\/td>\n<\/tr>\n

Telephone<\/td>\n\n

09-489-9320<\/p>\n<\/td>\n<\/tr>\n

Mobile Number<\/td>\n\n

0274-901-282<\/p>\n<\/td>\n<\/tr>\n

Email Address<\/td>\n\n

client.team@prosperitypartners.co.nz<\/a><\/span><\/p>\n<\/td>\n<\/tr>\n

Website<\/td>\n\n

www.prosperitypartners.co.nz<\/a><\/span><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

” raw_content_phone=”
\n” raw_content_last_edited=”off|tablet” _builder_version=”4.20.1″ _module_preset=”default” global_colors_info=”{}”]<\/p>\n

<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n<\/p>\n
Name<\/td>\n

<\/p>\n

Patricia Jane Lynds<\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Registration Number<\/td>\n

<\/p>\n

FSP 108631<\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Address<\/td>\n

<\/p>\n

2247 South Head Road, South Head, Auckland 0874<\/pee>P O Box 31263, Milford, Auckland 0741<\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Trading Name<\/td>\n

<\/p>\n

Prosperity Partners (2000) Limited, FSP603049<\/pee>Trading as Prosperity Partners Trust<\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Telephone<\/td>\n

<\/p>\n

09-489-9320<\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Mobile Number<\/td>\n

<\/p>\n

0274-901-282<\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Email Address<\/td>\n

<\/p>\n

client.team@prosperitypartners.co.nz<\/a><\/span><\/pee><\/td>\n

<\/tr>\n

<\/p>\n

Website<\/td>\n

<\/p>\n

www.prosperitypartners.co.nz<\/a><\/span><\/pee><\/td>\n

<\/tr>\n

<\/tbody>\n

<\/table>\n

<\/div>\n

[\/et_pb_code][et_pb_blurb title=”2. Nature and scope of financial advice service” icon_placement=”left” content_max_width=”1100px” _builder_version=”4.20.0″ _module_preset=”default” header_font=”Montserrat||||||||” header_font_size=”22px” body_font=”Poppins||||||||” body_font_size=”16px” body_line_height=”2em” custom_margin=”30px||30px||true|false” global_colors_info=”{}”]As a Financial Adviser, I am able to provide advice on financial products including, but not limited to, equities, bonds and other fixed income investments and managed funds. [\/et_pb_blurb][et_pb_blurb title=”3. Reliability history” icon_placement=”left” content_max_width=”1100px” _builder_version=”4.20.0″ _module_preset=”default” header_font=”Montserrat||||||||” header_font_size=”22px” body_font=”Poppins||||||||” body_font_size=”16px” body_line_height=”2em” custom_margin=”30px||30px||true|false” global_colors_info=”{}”]Neither Prosperity Partners Trust, nor I have been subject to any reliability events. A reliability event is something that might materially influence you in deciding whether to seek advice from me or Prosperity Partners Trust. As an example, it would include certain legal proceedings against me or if I had been discharged from bankruptcy in the last four years.[\/et_pb_blurb][et_pb_blurb title=”4. Duties information” icon_placement=”left” content_max_width=”1100px” _builder_version=”4.20.0″ _module_preset=”default” header_font=”Montserrat||||||||” header_font_size=”22px” body_font=”Poppins||||||||” body_font_size=”16px” body_line_height=”2em” custom_margin=”30px||30px||true|false” global_colors_info=”{}”]As a Financial Adviser, I am subject to certain obligations contained in the Financial Markets Conduct Act 2013 and the Code of Professional Conduct for Financial Advice Services. As from 15 March 2021 I am required to:<\/p>\n